Culture & Conduct Deep Dive

DeepDiveCandC13.00-16.00 BST / 08.00-11.00 EDT
11 & 12 May 2021

About the Inaugural Culture & Conduct Deep Dive

Our series of Culture & Conduct Deep Dive events examined different areas of Surveillance in more focused detail than ever before. 

The in-depth analysis into specific topics ensured high quality interaction between delegates through content rich panel discussions, keynote addresses, and a series of carefully managed private interactive discussions. 

In addition, delegates were able to view the profiles of other attendees ahead the event, and network both pre- and post-event. Delegates were also able to access content from leading technology vendors and consultants. Any panel discussion content missed on the days of the event are available on-demand for seven days afterwards. The entire series of Deep Dives are CPD certified, so attendees can demonstrate professional development.

Register your interest for 2022 here



Culture & Conduct Deep Dive Topics


  • The Rational and the Irrational - How Compliance and Control Policies Can Drive Poor Outcomes
  • Strengthening your Speak-up / Listen-up Culture
  • Norms, Sub-cultures and Conduct Risk
  • The Challenge of Leading Culture/Behavioural Change

Interactive Roundtable Discussions:

  • Developing a Behavioural Insights Capability
  • The Link to Corporate and Social Purpose
  • Sharing Good Practice
  • The challenges of whistleblowing functions reporting into Risk or Financial Crime
  • Behavioural Approaches to Assessing and Monitoring Culture
  • Should Compliance Surveillance functions be focusing more on culture rather than potential market abuse?

Culture & Conduct Speakers

View Agenda

How will this benefit me and my organisation?

How will this benefit me and my organisation?

  • Hear from senior leaders to understand the latest conduct challenges faced across the industry
  • Discuss use cases with peers from other institutions and understand the steps they are taking to measure and promote a positive culture
  • Benchmark your current conduct framework to understand potential areas of enhancement
  • Document your continued professional development by gaining CPD credits
  • Expand your professional network
Who is the Culture & Conduct Deep Dive for?

Who is the Culture & Conduct Deep Dive for?

Practitioners from Banks and Asset Managers working within:

  • 1st Line Control Functions 
    • Supervision
    • Risk Assessment
    • Control Testing
    • Surveillance
  • 2nd Line Practitioners including 
    • Regulatory Compliance
    • Financial Crime
  • 3rd Line Internal Audit Functions

What can I expect at the Culture & Conduct Deep Dive?

  • A series of carefully managed interactive pre-booked discussions between financial institutions, moderated by 1LoD
  • Live keynote presentations and panel discussions incorporating delegate Q&A sessions
  • An intra-delegate messaging system available before, during and after the event
  • The facility to catch up on missed content, on-demand, for seven days after the event is finished
  • An opportunity for short 1:1 video meetings with consultants and leading technology vendors
  • Access to content and presentations from consultants and leading technology vendors

How can I interact with other delegates and speakers?

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system available before, during and after the event
  • 1:1 video meetings on Zoom

How do roundtables work?

These private, off the record roundtables will be moderated by 1LoD, and will be attended by delegates who have booked their place in advance.  They will take place on Zoom.  Delegates will be sent discussion topics, and an overall structure of the debate in advance to aid the flow of the discussion. 

Sponsorship & Marketing Opportunities

For sponsorship and marketing opportunities please contact Andrew Lennon for details: 
+44 (0) 7914 215 980





Book Tickets

Online registration is now closed. Please contact Dane Barnard at 

Non-financial institution delegates do not have access to interactive roundtable discussions which are only open to financial institutions and a limited number of sponsoring technology vendors and consultants.

For sponsorship opportunities please contact

CPD/CPE Credits are redeemable against Deep Dive attendance. 

Group / series booking discounts for your institution may be available. For more details please contact Dane Barnard at 

*Bookings outside of the UK do not require VAT

What have others said about attending our virtual events?