This 60 minute Digital Debate: Conduct Surveillance – Integrating Expanding Communication Channels, will explore the key behavioural metrics banks should be integrating into their surveillance function, and what challenges they face in developing platforms to include these metrics. Can banks conduct programmes be supported by the development of trader profiling across surveillance channels? And how are new conduct risks associated with the new WFH operating model managed? Industry leaders will debate these points for 45 minutes, with a 15 minute Q&A session open to delegates to close.
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What are people saying?
"The 1LoD briefings not only bring together like-minded people from the 3 lines of defence, but they also bring together sell-side and buy-side participants."
David Hagan, Head of 1st Line Risk, Controls & Assurance, M&G Investments
"Good event with an engaging discussion."
Nick Lovett, Managing Director, Global Markets Controls Officer and GM EMEA COO, Credit Suisse
"It was great see a cross-section of the 1st, 2nd and 3rd Line Risk community come together to discuss relevant topics and have quality discussions facing the industry."
Colin Vaughan, Head of Business Management, Asia, National Australia Bank
"The first virtual 1LoD debate I have attended. Very thoughtful discussion and insights into similar challenges and solutions."
Peter Brand, Senior Vice President, Global Fund Services Control, EMEA, Northern Trust
“I really appreciated the opportunity to hear from so many colleagues in the first line and beyond. Clearly we have a lot to talk about!”
Ruth Kemmer, Managing Director, Global Head of Front Office Supervision, Global Markets, Nomura
"A very helpful roundtable of fellow practitioners and thought-leaders - insightful and engaged discussions."
Alan Leigh, Managing Director, Global Banking & Markets, Bank of America Merrill Lynch