1LoD provide the largest and most important events in the world for senior practitioners working in non-financial risk and control functions within financial services.
Initially focused on front office risk and control functions within major banks, events now attract senior control professionals from across the 3 lines of defence (e.g. compliance and audit) from both the sell side and buy side interested in the evolution of risk and control functions.
Last year’s inaugural Buy Side Risk and Control Summit attracted more than 160 attendees representing 78 institutions including 41 speakers. 2020 will be even better!
A key focus of this year’s event will be on how the buy side have refreshed their risk and control frameworks following the extension of SMCR in December.
The summit will also feature the latest thinking on improving conduct and culture, surveillance and efficiencies through technology.
And in the year that financial institutions must deal with the LIBOR transition we are introducing a new panel dedicated to the conflicts, transparency and conduct risks inherent within that transition.
Highlights for 2020 event
Keynote Speakers confirmed including:
Anne Richards, Chief Executive Officer, Fidelity International
David Durlacher, Chief Executive Officer, Julius Baer International Limited
Nick Miller, Head of Asset Management Supervision, Financial Conduct Authority
NEW sessions on LIBOR Transition, Operational Resilience and Risk Assessment Automation
More speakers, more sessions than ever before!!
Head of Asset Management Supervision,
Financial Conduct Authority
Chief Executive Officer,
Chief Executive Officer,
Julius Baer International Limited
Head of 1st Line Compliance,
Royal London Asset Management
1st Line of Defence – Global Head of Controls and MI,
Aegon Asset Management
Head of Conduct,
What do people say about 1LoD events?
2019 Post-Event Report
To view the editorial roundup from last year's event, please fill in the form below. If you have any issues please do not hesitate to contact us.
To view the draft agenda for summit, featuring all sessions, roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us.
Super Early-Bird rate for Financial Institutions
£595 + VAT Save £400! Super Early Bird Rate Ends 03 April
Delegate Rate for Financial Institutions
£995 + VAT
£1995 + VAT
If you wish to receive information about the marketing opportunities available or for group bookings please contact firstname.lastname@example.org as there may be special deals available.
Delegate Package Includes
Access to all the main speaker sessions
Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event
All breakfast, lunch and refreshment breaks
The Buy-Side Summit Drinks Reception
Opportunity to pose questions directly to speakers (even before the conference!)
Opportunity to participate in live industry polls and receive the results after the conference in a post event report
Digital content in the period before the event