1LoD provide the largest and most important events in the world for senior practitioners working in non-financial risk and control functions within financial services.

Initially focused on front office risk and control functions within major banks, events now attract senior control professionals from across the 3 lines of defence (e.g. compliance and audit) from both the sell side and buy side interested in the evolution of risk and control functions.

Last year’s inaugural Buy Side Risk and Control Summit attracted more than 160 attendees representing 78 institutions including 41 speakers. 2020 will be even better!

A key focus of this year’s event will be on how the buy side have refreshed their risk and control frameworks following the extension of SMCR in December.

The summit will also feature the latest thinking on improving conduct and culture, surveillance and efficiencies through technology.

And in the year that financial institutions must deal with the LIBOR transition we are introducing a new panel dedicated to the conflicts, transparency and conduct risks inherent within that transition.

Highlights for 2020 event

  • Keynote Speakers confirmed including:

    • Anne Richards, Chief Executive Officer, Fidelity International

    • David Durlacher, Chief Executive Officer, Julius Baer International Limited

    • Nick Miller, Head of Asset Management Supervision, Financial Conduct Authority

  • NEW sessions on LIBOR Transition, Operational Resilience and Risk Assessment Automation

  • More speakers, more sessions than ever before!!


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Nick Miller 

Head of Asset Management Supervision, 

Financial Conduct Authority


Anne Richards,

Chief Executive Officer, 

Fidelity International


David Durlacher,

Chief Executive Officer, 

Julius Baer International Limited

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Andrew Garnett

Head of 1st Line Compliance,

Royal London Asset Management

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Catriona McFarlane

1st Line of Defence – Global Head of Controls and MI,

Aegon Asset Management

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Eleanor Malcolm

Head of Conduct,

Julius Baer

What do people say about 1LoD events?

2019 Post-Event Report

To view the editorial roundup from last year's event, please fill in the form below. If you have any issues please do not hesitate to contact us. 


Summit Agenda

To view the draft agenda for summit, featuring all sessions, roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 


“Congratulations on another excellent conference. Your work is making a really big contribution to the industry”   


Darren Jarvis, Managing Director, Global Head of Business Controls and Supervision, Markets Division, Citigroup


Associate Sponsors

2019 Delegates


Register Now

Super Early-Bird rate for Financial Institutions

£595 + VAT Save £400! Super Early Bird Rate Ends 03 April

Delegate Rate for Financial Institutions

£995 + VAT

Delegate Rate

£1995 + VAT

If you wish to receive information about the marketing opportunities available or for group bookings please contact john@1lod.com as there may be special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The Buy-Side Summit Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Digital content in the period before the event

Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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